DORA Regulations and Compliance

Israel Securities Authority (ISA)

overview

Overview

The ISA regulates securities markets in Israel, ensuring transparency, investor protection, and fair market practices. It supervises public companies, market intermediaries, and trading platforms to maintain confidence in the financial system.

Key Considerations

Key Compliance Areas

  • Licensing and Registration: Requires securities issuers, brokers, and other market participants to register and obtain licenses.
  • Disclosure Requirements: Mandates accurate, timely, and transparent financial reporting by public companies.
  • Market Conduct: Prohibits insider trading, market manipulation, and other unfair practices.
  • Investor Protections: Enforces standards to safeguard the interests of retail and institutional investors.
Critical Dates and Milestones of SEC

Critical Dates and Milestones

Established in 1968, the ISA has evolved to address modern financial technologies and global market trends.

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Risks of Non-Compliance

  • Financial Penalties: Firms may face fines for breaches of securities laws.
  • Operational Restrictions: Non-compliance may lead to suspension of licenses or trading rights.
  • Reputational Harm: Violations can erode trust among investors, customers, and stakeholders.
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Benefits of Compliance

  • Market Integrity: Promotes confidence in Israel’s securities markets through transparency and fairness.
  • Investor Confidence: Builds trust by protecting investors from fraudulent or unethical practices.
  • Global Alignment: Demonstrates adherence to international securities standards.

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