Navigating the Hedge Fund Regulatory Environment


Navigating the changing regulatory environment is becoming increasingly complicated for hedge funds and investment firms. We've compiled a variety of resources to help your firm weed through the legal jargon and determine what steps you need to take next.

Register to access our Dodd-Frank/Hedge Fund Regulation Knowledge Center:
 

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Whitepaper: Preparing Your Investment Firm for an SEC Examination

This 3-page guide serves as a helpful resource for hedge fund managers who are preparing for a routine SEC examination.

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Whitepaper: A Look at Dodd-Frank's Impact on Hedge Funds

Our 2-page overview details who is required to register under Dodd-Frank, who is exempt, and what the technology implications are for newly registered hedge funds and private equity firms.

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Webcast: Hot Topics for Investment Managers: Compliance & Technology Directives

Experts from ACA Compliance Group and Eze Castle Integration discuss how to meet your firm's compliance and technology directives.

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Articles: Hedge IT Blog Regulations Category

Read articles on a variety of topics related to hedge fund regulations, including:

  • Hedge Fund Form PF: Getting the compliance basics right
  • Best Practices for Email Archiving
  • Hedge Fund SEC Examination Preparation Guide
 

 Register Now!