Navigating the Hedge Fund Regulatory Environment
Navigating the changing regulatory environment is becoming increasingly complicated for hedge funds and investment firms. We've compiled a variety of resources to help your firm weed through the legal jargon and determine what steps you need to take next.
Register to access our Dodd-Frank/Hedge Fund Regulation Knowledge Center:
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Whitepaper: Preparing Your Investment Firm for an SEC Examination This 3-page guide serves as a helpful resource for hedge fund managers who are preparing for a routine SEC examination. |
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Whitepaper: A Look at Dodd-Frank's Impact on Hedge Funds Our 2-page overview details who is required to register under Dodd-Frank, who is exempt, and what the technology implications are for newly registered hedge funds and private equity firms. |
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Webcast: Hot Topics for Investment Managers: Compliance & Technology Directives Experts from ACA Compliance Group and Eze Castle Integration discuss how to meet your firm's compliance and technology directives. |
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Articles: Hedge IT Blog Regulations Category Read articles on a variety of topics related to hedge fund regulations, including:
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